Contents

• [9.9] 6.1 Overview

• [9.9] 6.2 Investigation Identification
  • [9.9] 6.2.1 Item 13, CI Program Number
    • [9.9] 6.2.1.1 CI Programs
    • [9.9] 6.2.1.2 CI Program Codes
  • [9.9] 6.2.2 Item 14 Grand Jury Code/Date
  • [9.9] 6.2.3 Item 15, Industry
  • [9.9] 6.2.4 Item 16, Occupation
  • [9.9] 6.2.5 Item 17, Illegal Activity
  • [9.9] 6.2.6 Item 18, Source
  • [9.9] 6.2.7 Item 19, Level
  • [9.9] 6.2.8 Item 20, Notoriety
  • [9.9] 6.2.9 Item 21, Organized Crime Group
  • [9.9] 6.2.10 Item 22, OCDETF Number

[9.9] 6.1  (09-16-1998)
Overview

1. This chapter describes the information needed to complete items 13 through 22 of Section IV, Form 4930, for input into the Criminal Investigation Management Information System (CIMIS).

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[9.9] 6.2  (09-16-1998)
Investigation Identification

1. The following items contain the various codes and other information necessary to properly complete items 13 through 22 of Form 4930.

[9.9] 6.2.1  (09-16-1998)
Item 13, CI Program Number

1. Item 13 "CI Program Number" (G/P/S/SSI): This is a mandatory and historical field for all types of investigations. The CI Program classification is based upon the alleged violation(s) at the time the investigation is initiated. The CI Program Number should be updated if the investigation is reclassified. Use the appropriate three digit CIP code from the list below for the classification of the investigation.

[9.9] 6.2.1.1  (09-16-1998)
CI Programs

1. Criminal Investigation has two programs, fraud and narcotics, and a variety of program sub-categories.
2. Section/Description
   1. Fraud
   2. Narcotics
   3. Closed Program Sub-Categories

[9.9] 6.2.1.2  (09-16-1998)
CI Program Codes

1. The tables below contain a description of each program sub-category and code number.

[9.9] 6.2.2  (09-16-1998)
Item 14 Grand Jury Code/Date

1. Item 14 "Grand Jury Code/Date" (ps): Enter for Primary Investigations and Subject Criminal Investigations only the appropriate two digit grand jury code and date for all grand jury investigations. Enter the date in the following format (MM/DD/YY).

[9.9] 6.2.3  (09-16-1998)
Item 15, Industry

1. Item 15 "Industry" (G/P/S): This is a mandatory field for General Investigations, Primary Investigations, and Subject Criminal Investigations. Enter the appropriate legal industry code in which the individual/entity is employed.
   1. If the industry is not known when the investigation is initiated, enter code "000." This "000" code is a temporary code and must be updated prior to the Subject Criminal Investigation being closed in the district inventory or forwarded into the pipeline.
   2. If the industry is an Illegal industry, enter code "690." Do not confuse the illegal activity with the industry. For example: an escort service is a legal industry. Prostitution run out of an escort service is the illegal activity. Street prostitution/pimps is an illegal industry.
   3. If the investigation is a Specialized General Investigation, enter code "699."
   4. Code 706 "Not Applicable" is used for General Investigations only.

[9.9] 6.2.4  (09-16-1998)
Item 16, Occupation

1. Item 16 "Occupation" (G/P/S): This is a mandatory field for General Investigations, Primary Investigations, and Subject Criminal Investigations. Enter the appropriate legal occupation code in which the individual/entity is employed.
   1. If the occupation is not known when the investigation is initiated, enter code "000." This "000" code is a temporary code and must be updated prior to the Subject Criminal Investigation being closed in the district inventory or forwarded into the pipeline.
   2. If Gender code is "B" Business or "O" Other, use code "888."
   3. If the individual/entity does not have a legal occupation, enter code 997 "Illegal Occupation."
   4. If the investigation is a Specialized General Investigation, enter code "990."
   5. Code 996 "Not Applicable" is used for General Investigations only.

[9.9] 6.2.5  (09-16-1998)
Item 17, Illegal Activity

1. Item 17 "Illegal Activity" (G/P/S): Enter for General Investigations, Primary Investigations, and Subject Criminal Investigations. This is a mandatory field for these types of investigations. Enter the three digit code from the list below that best describes the alleged illicit source of income, the alleged unlawful activities which impact on tax administration, or an area of non-compliance being probed.
   1. If the codes listed below do not adequately describe the illegal activity, enter Code "998."
   2. If the investigation is a Specialized General Investigation, enter code "990."

[9.9] 6.2.6  (09-16-1998)
Item 18, Source

1. Item 18 "Source" (P/S): This is a mandatory field for Primary Investigations and Subject Criminal Investigations. Enter the two digit source code from the list below that best describes the source of information that caused the investigation to be initiated.
2. Source Index

Source Codes

[9.9] 6.2.7  (09-16-1998)
Item 19, Level

1. Item 19 "Level" (S/SSI): This is a mandatory field for Subject Criminal Investigations and Subject Seizure Investigations. Enter the level of difficulty of the investigation, as reported on Form 3714, Subject Investigation Analysis Guide. The investigation level will be either "11" , "12" , or "13."

[9.9] 6.2.8  (09-16-1998)
Item 20, Notoriety

1. Item 20 "Notoriety" (S): This is a mandatory field for Subject Criminal Investigations. Enter the appropriate alpha-code from the list below to indicate the degree of subject notoriety.

[9.9] 6.2.9  (09-16-1998)
Item 21, Organized Crime Group

1. Item 21 "Organized Crime Group." (g/p/s/ssi): Enter for General Investigations, Primary Investigations, Subject Criminal Investigations, and Subject Seizure Investigations involving organized crime member(s).

[9.9] 6.2.10  (09-16-1998)
Item 22, OCDETF Number

1. Item 22 "OCDETF Number" (p/s): Enter the assigned OCDETF number for all Primary and Subject Criminal Investigations with CI Program number equal to code 201 "OCDETF" or code 204 HIDTA/OCDETF. If the assigned number is seven digits then only enter the last three digits of the assigned seven digit number. If the assigned number is eight digits then only enter the last four digits. The first two digits of the assigned number represent the OCDETF Task Force Grand Jury Code and the third and fourth digits represent the Judicial District Code. These codes are captured in Item 14 "Grand Jury" and Item 48 "Judicial District" , respectively.